Eigenvalues and their Algebraic Multiplicities of a Matrix with a Variable

Problems and Solutions of Eigenvalue, Eigenvector in Linear Algebra

Problem 206

Determine all eigenvalues and their algebraic multiplicities of the matrix
\[A=\begin{bmatrix}
1 & a & 1 \\
a &1 &a \\
1 & a & 1
\end{bmatrix},\] where $a$ is a real number.

 
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Proof.

To find eigenvalues we first compute the characteristic polynomial of the matrix $A$ as follows.
\begin{align*}
\det(A-tI)&=\begin{vmatrix}
1-t & a & 1 \\
a &1-t &a \\
1 & a & 1-t
\end{vmatrix}\\
&=(1-t)\begin{vmatrix}
1-t & a\\
a& 1-t
\end{vmatrix}-a\begin{vmatrix}
a & a\\
1& 1-t
\end{vmatrix}+\begin{vmatrix}
a & 1-t\\
1& a
\end{vmatrix}
\end{align*}
We used the first row cofactor expansion in the second equality.


After we compute three $2 \times 2$ determinants and simply, we obtain
\[\det(A-tI)=-t(t^2-3t+2-2a^2).\] The eigenvalues of $A$ are roots of this characteristic polynomial. Thus, eigenvalues are
\[0, \quad \frac{3\pm \sqrt{1+8a^2}}{2}\] by the quadratic formula.


Now the only possible way to obtain a multiplicity $2$ eigenvalue is when
\[\frac{3- \sqrt{1+8a^2}}{2}=0\] and it is straightforward to check that this happens if and only if $a=1$.

Therefore, when $a=1$ eigenvalues of $A$ are $0$ with algebraic multiplicity $2$ and $3$ with algebraic multiplicity $1$.

When $a \neq 1$, eigenvalues are
\[0, \quad \frac{3\pm \sqrt{1+8a^2}}{2}\] and each of them has algebraic multiplicity $1$.


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